Compliance Manager - 12 months - Surrey/Hybrid - up to £85,000 p.a.
Would you like the opportunity to build on and develop Compliance and Regulatory matters for the business, and to be given the autonomy to really shape the function?
Do you want to be part of a growing, driven business that puts customer engagement and company values at its core?
An accountancy and business advisory firm, providing the advice and solutions entrepreneurial organisations need to navigate today's changing world.
Ideas People Trust; We're BDO.
We work with the companies that are Britain's economic engine - ambitious, entrepreneurially-spirited and high-growth businesses that fuel the economy - and directly advise the owners and management teams that lead them.
An exciting opportunity has arisen for a dedicated Compliance officer to join a leading independent wealth and asset management firm.
The successful candidate will be part of a dynamic team that manages the assets of some of the world's largest institutions, financial intermediaries and their clients.
This role is based in the heart of London, offering an 18-month fixed term contract.
Reports to the Head of Global Framework Compliance, this role is responsible for managing a multi-discipline team that maintains and oversees the delivery of the Compliance Framework disciplines of Regulatory Change Management, Compliance Rule Mapping, Compliance Risk Assessments and Compliance Monitoring.
Compliance Framework looks to ensure a deep understanding of and adherence to the in-scope disciplines of Compliance Framework by Regulatory Entity and (Global) Practice Compliance officers globally.
This manager in Compliance Framework also oversees the maintenance of Northern Trust governance documents database (OneBook) as well as Compliance-owned governance documents; and manages partners who provide reporting to the Global Compliance Committee and Compliance and Ethics Oversight Committees on the Compliance Framework and Compliance-owned Risk Profiles.
My Investment Management client is looking for a Senior Compliance Manager to provide advice and guidance to the business on internal compliance matters.
Manage trading restrictions and related activities
My client is a Global and Lloyd's Market Insurance business and they are recruiting for an experienced Compliance Officer to support the Senior Compliance Officer(s) responsible for Financial Crime, Advisory and Monitoring.
The individual will provide subject matter expertise and advice on financial crime; sanctions and licensing matters as well as support the monitoring function and provide guidance where needed.
Summary: Responsible for acting as a general Compliance Specialist in the UK to the in-scope Asset Servicing entities.
Hybrid 3 days in the office
Major Duties
Serve as the senior Compliance Specialist subject matter within the Asset Servicing UK Legal Entity Compliance team across all applicable entities and compliance programme requirements.