The Compliance Director will manage and develop the Legal Compliance team and programme covering the areas of anti-bribery & corruption, data privacy, third party due diligence, competition law, AML, financial crime and data protection.
An outstanding Compliance Director permanent position has arisen with a top-tier Manufacturing / Engineering organisation based in Central London
This is a hybrid position offering 3 days homeworking.
We are currently looking for an experienced, hands-on, and energetic Director of Compliance to join our FinTech clients London Office!
The ideal candidate will be responsible for leading the compliance function of their UK operations, including conducting reviews to evaluate the firm's compliance with applicable laws and regulations and ensuring that control gaps are adequately escalated and mitigated through remedial actions.
In addition, the candidate will be responsible for establishing best practices for our global operations.
Support the Compliance Director in order to develop and implement comprehensive compliance policies and procedures throughout the organisation such as T&C, advice framework, horizon scanning, etc.
General
Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing and monitoring effective compliance frameworks and policies across the company.
Our client is a successful financial planning business who are looking for a Compliance Officer to join the team.
Are you a Compliance Director with a back round in Cyber security and exposure to Cybok, who is a strategically minded leader who is passionate about constructing a thriving culture where teams consistently perform to the highest level?.
£135,000 - £145,000 20% performance related bonus 4% pension contribution Company benefits
National ( with occasional international travel to Europe and Far East )
Develop and implement a robust legal compliance program in collaboration with the Head of Compliance.
General
As a Compliance Manager, you will be responsible for overseeing adherence to legal and internal regulations, playing a pivotal role in maintaining ethical standards while supporting business objectives.
We are currently working with a Commodities Firm who are seeking a Compliance Manager to join their team.
In this role, you will oversee the firm's compliance efforts and provide leadership in adhering to regulatory standards.
An exciting opportunity as the Head of Compliance has come to market within a prestigious Legal 500 firm situated in London.
Reporting directly to the Management Committee, you will be instrumental in managing the compliance function to ensure alignment with industry best practices and legal requirements.
Reporting to the Head of Risk and Compliance, you will be responsible for providing senior management with the confidence that our client is operating in a compliant manner, including our approach to claims processing and corporate compliance.
The role holder will support the Head of Risk and Compliance in ensuring an appropriate and proportionate approach to compliance, delivering on second line of defence responsibilities on compliance, and developing and maintaining strategically relevant, timely, and reliable compliance reporting and management information for the Board and Executive.