Portfolio are proud to be working with our client, a well-established Insurance provider who offer legal expenses insurance to small and medium sized businesses.
They have provided over 30 years' support, underwriting legal expenses risk for UK SMEs through the Peninsula Group.
In 2021, they took the exciting decision to share their expertise with the wider Insurance market.
Portfolio are proud to be working with our client, a well-established Insurance provider who offer legal expenses insurance to small and medium sized businesses.
They have provided over 30 years' support, underwriting legal expenses risk for UK SMEs through the Peninsula Group.
In 2021, they took the exciting decision to share their expertise with the wider Insurance market.
Portfolio are proud to be working with our client, a well-established Insurance provider who offer legal expenses insurance to small and medium sized businesses.
They have provided over 30 years' support, underwriting legal expenses risk for UK SMEs through the Peninsula Group.
In 2021, they took the exciting decision to share their expertise with the wider Insurance market.
Compliance Monitoring Officer role available with a consultancy business that has a range of clients across the financial services market predominantly within wealth management dealing with IFA clients.
You will be conducting file reviews and providing feedback about any compliance issues identified as well as undertaking risk assessments of high level systems and controls.
Project work will include reviewing SMCR arrangements, T&C schemes, investment propositions, and relations with third parties.
Marks Sattin is currently recruiting for an Internal Audit Manager where you will be operating as an independent auditor responsible for ensuring contractual agreements are delivered.
With contracts in place for 3-5 years, my client is tasked with undertaking a forensic accounting approach to review
Working closely with the Head of Internal Audit, you will be reviewing joint ventures that are established and ensuring key KPI's as well as financial commitments are delivered.
Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing and monitoring effective compliance frameworks and policies across the company.
Our client is a successful financial planning business who are looking for a Compliance Officer to join the team.
The successful candidate will be expected to
Support the Compliance Director in order to develop and implement comprehensive compliance policies and procedures throughout the organisation such as T&C, advice framework, horizon scanning, etc.
Our client has a clear growth strategy and is going through a period of transformation.
Our client is a long standing financial services business based in Leeds City Centre.
Due to continued growth they are looking to appoint a client manager with pensions sector experience or an interest in moving into and learning the pensions sector.
Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing, and monitoring effective compliance frameworks and policies across the company.
A highly successful and award winning chartered financial planning practice is looking for a Compliance Officer / File Checker to join its team.
A highly competitive package is on offer with a comprehensive benefits package.