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Portfolio are proud to be working with our client, a well-established Insurance provider who offer legal expenses insurance to small and medium sized businesses.
They have provided over 30 years' support, underwriting legal expenses risk for UK SMEs through the Peninsula Group.
In 2021, they took the exciting decision to share their expertise with the wider Insurance market.
Portfolio are proud to be working with our client, a well-established Insurance provider who offer legal expenses insurance to small and medium sized businesses.
They have provided over 30 years' support, underwriting legal expenses risk for UK SMEs through the Peninsula Group.
In 2021, they took the exciting decision to share their expertise with the wider Insurance market.
Compliance Monitoring Officer role available with a consultancy business that has a range of clients across the financial services market predominantly within wealth management dealing with IFA clients.
You will be conducting file reviews and providing feedback about any compliance issues identified as well as undertaking risk assessments of high level systems and controls.
Project work will include reviewing SMCR arrangements, T&C schemes, investment propositions, and relations with third parties.
Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing, and monitoring effective compliance frameworks and policies across the company.
A highly successful and award winning chartered financial planning practice is looking for a Compliance Officer / File Checker to join its team.
A highly competitive package is on offer with a comprehensive benefits package.
As a Compliance Associate, you will be an integral part of the Compliance Team in the UK, championing the highest standards of ethical practices and regulatory adherence.
Your expertise will be crucial in steering the company through the complexities of compliance, ensuring that both the firm and its clients are protected from risk and are operating within legal parameters.
The brokerage seeks a diligent professional who is Cert CII qualified, demonstrating a robust understanding of the insurance industry's regulatory framework.
You will be joining the leading firm of auditors to the charity sector committed to delivering a quality service to a high profile portfolio of clients.
Due to continued growth in our Manchester office, we are recruiting a qualified Audit Senior Associate to join our Audit/Assurance team.
We are looking for an Audit Senior Associate (newly qualified or qualified senior) to join our growing Manchester team.