As a compliance associate, you will perform administrative duties for the team and report to the associate director.
Due to team demands and a busy period, the team is urgently hiring a Compliance Associate to join the compliance team for a 4-month contract starting immediately!
We are recruiting for a client who is a leading and prestigious investment company based in the city of London.
We are working collaboratively with a well established London Market Insurance Broker who are seeking a Compliance Officer to join their warm team.
About The Company
With a history of success spanning over a number of years, they pride themselves on strong ethical values and dedication to upholding industry regulations.
They are a leading insurance firm known for their commitment to excellence, client-centric approach, and innovative solutions.
You'll be responsible for overseeing the day-to-day compliance monitoring program within a small legal and compliance team, engaging in a diverse range of tasks.
MERJE are supporting a boutique Private Equity firm in their search for a Compliance Associate in London.
Key responsibilities include identifying and evaluating current and future regulatory changes, formulating policies and guidance to safeguard the firm's reputation, and ensuring thorough compliance with regulations and investment mandates.
MERJE is collaborating with a prominent Insurance business in the search for a committed Compliance Analyst.
As the Compliance Analyst you will lead the evaluation of insurer and Delegated Authority agreements while championing meticulous management of the TOBA Register.
Your expertise will enhance the drive for regulatory compliance and streamline operational efficiency.
They are looking to recruit an to join to assist with the regulatory oversight and control of the company's regulated and non-regulated activities.
Our client is a leading brokerage company offering broking and execution services to investment banks, producers and consumers of base metals, hedge funds and portfolio managers across global financial markets and within multiple jurisdictions.
The company is predominantly involved in trading and broking exchange traded derivatives across exchanges such as the LME, ICE and CME.
Group Audit (GA) is seeking a Lead Principal Auditor to join its Conduct & Supervision audit team to drive enhanced audit coverage of Conduct and Supervision risks and controls globally.
You will support the PAM in planning, executing, and reporting the results of internal audits of controls over Conduct and Supervision related risks and controls.
The role will be based in London and will report directly to the Principal Audit Manager (PAM) - Conduct and Supervision based in London.
Posted by Robert Walters • €25,289.80/yr to €33,719.73/yr
Our client is seeking a diligent and self-motivated Compliance Associate to join their team in London.
The successful candidate will be part of a collaborative team, providing administrative support primarily to the Compliance team and assisting in other areas as required.
This role offers an exciting opportunity to ensure the company's activities comply with the principles, rules, and guidance of the FCA and other relevant regulatory bodies.