As a Compliance Associate, you will be an integral part of the Compliance Team in the UK, championing the highest standards of ethical practices and regulatory adherence.
Your expertise will be crucial in steering the company through the complexities of compliance, ensuring that both the firm and its clients are protected from risk and are operating within legal parameters.
The brokerage seeks a diligent professional who is Cert CII qualified, demonstrating a robust understanding of the insurance industry's regulatory framework.
MERJE are supporting a boutique Private Equity firm in their search for a Compliance Associate in London.
You'll be responsible for overseeing the day-to-day compliance monitoring program within a small legal and compliance team, engaging in a diverse range of tasks.
Key responsibilities include identifying and evaluating current and future regulatory changes, formulating policies and guidance to safeguard the firm's reputation, and ensuring thorough compliance with regulations and investment mandates.
Step into a pivotal role within a dynamic Compliance Team, where your expertise will be instrumental in maintaining the highest standards of regulatory adherence and quality control.
Imagine a career where each day brings a blend of meticulous oversight and collaborative engagement, all within the standard working hours of 09:00am to 17:30pm.
This full-time position, nestled in the heart of Chester, offers not just a workplace but a thriving environment where your contributions are valued and rewarded.
As a Compliance Analyst you will be responsible for completing a range of allocation tasks including breach logging and reporting, complaints handling, customer documentation reviews, approval of financial promotions and marketing material, reviewing new and replacement insurer and Delegated Authority agreements, managing, and maintaining the Group's Insurers and Markets TOBA Register and ensuring a robust process is in place for the management of Producing Brokers.
This entry-level role would suit someone looking progress their compliance career and actively expand their knowledge and gain experience in the compliance field.
Top UK law firm is hiring a Compliance Assistant to join their busy Risk & Compliance team in the City of London.