Our client, a Commodities Firm, is seeking a dedicated Compliance Administrative Assistant to support their Compliance team in ensuring adherence to legal and regulatory requirements.
This is an exciting opportunity to join a dynamic team and contribute to maintaining high standards of compliance.
Key Responsibilities
Provide administrative support to the Compliance staff and Head of Compliance.
This is a newly created position for a Compliance Helpdesk Administrator to join our compliance team, reporting directly to the firm's Legal Risk & Compliance Manager on a daily basis.
The successful candidate will be responsible for providing front-line support in relation to processing all daily incoming compliance queries logged through the helpdesk and ensure the firm, and individuals within the firm, practise and promote the highest standards of legal and regulatory compliance, promoting the reputation of the firm and advancing thinking on risk management.
My client is seeking an experienced compliance executive.
As a key member, you'll be at the forefront of regulatory change, assessing and crafting responses to consultation papers, particularly those from the FCA.
Your expertise will contribute to the production of regulatory newsletters, disseminating critical insights across the organisation.
Your varied and stimulating role involves compliance and admin tasks, file opening, ID and AML checks that are compliant with regulations, liaison with fee earners, managing the administration of all inbox tasks and logging of compliance breaches and complaints whilst maintaining detailed logs with evidence.
This law firm, a leader of wealth management services, now has an opening for an accomplished administrator who, when in a busy, detail-oriented role, operates with accuracy and pace!
As a Compliance Executive, you will be responsible for delivering expert compliance advice and monitoring services throughout the firm, helping maintain compliance with existing and emerging regulatory requirements and standards, with a strong focus on Data Protection.
Time Appointments are working on behalf of a prestigious financial services company based in Ipswich, who are currently looking to appoint a Compliance Executive to join their growing team!
This is a fantastic opportunity to join one of the employers of choice in the area who truly value their staff, offer exceptional benefits, and continuously invest in both professional and personal development for their employees.
We're exclusively recruiting on behalf on our client are an organisation that support Accountancy practices who are looking to recruit a Compliance Administrator due to their continued successes.
If you come from a Compliance Background within the Accountancy Practice industry this could be just the role for you.