Our client are seeking a Compliance Assistant to join their busy risk & compliance team, the team has grown extensively in the last year and it is a fantastic ole to kickstart your compliance career.
This person will be doing all of the compliance checks for new and existing clients, chasing up outstanding documents, liaising with lawyers and supporting with day-today admin.
The candidate will need to be LPC qualified, ideally with a first or high 2:1 in Law and excellent attention to detail/IT skills and proficient in Microsoft excel.
Our client, a Commodities Firm, is seeking a dedicated Compliance Administrative Assistant to support their Compliance team in ensuring adherence to legal and regulatory requirements.
This is an exciting opportunity to join a dynamic team and contribute to maintaining high standards of compliance.
Key Responsibilities
Provide administrative support to the Compliance staff and Head of Compliance.
We have an excellent opportunity for a Compliance Assistant to join a well-established Management Consultancy firm working in Legal Compliance.You will be based at their office in Loughborough working Monday to Friday from 09:00 to 17:00.
Your new company
Your new role
Assisting with all administration tasks involved in obtaining and maintaining clients' Quality Assurance Standards including; SQM, Lexcel and CQS accreditations.
A high-profile independent government body is looking to recruit a temporary Compliance Assistant to support the recording and later analysis of annual accounts of political institutions campaigning within the UK.
You will have experience working to tight deadlines with a high level of accuracy, and the ability to recognise difficulties within reported data, using your awareness of data protection principles to ensure discretion in your work.
The successful candidate will be educated to degree level or equivalent, ideally in a politics-related subject, will have excellent communication and numeracy skills and will be available to start immediately.
Responsible for assisting the Compliance Team in the execution of their duties, and in particular duties concerning the oversight and management of Delegated Authority
Reporting to the Delegated Authority Oversight Manager, who will be responsible for managing the job holder's day to day work
My client is seeking an experienced compliance executive.
As a key member, you'll be at the forefront of regulatory change, assessing and crafting responses to consultation papers, particularly those from the FCA.
Your expertise will contribute to the production of regulatory newsletters, disseminating critical insights across the organisation.