Our client is seeking a Compliance Officer with a strong background in file reviewing and a deep understanding of FCA COBs, particularly suitability.
The successful candidate will be responsible for conducting file reviews against Suitability requirements and internal standards, ensuring the highest level of compliance.
This role offers the opportunity to work within an established Central Compliance team, reporting directly to the Compliance Manager.
Posted by LHH Recruitment Solutions • £70K/yr to £90K/yr
General
Join our client, a prominent banking organisation, as their Wholesale Compliance Officer and play a key role in ensuring compliance with the UK regulatory regime.
As part of their dedicated Compliance team, you will have the opportunity to have a significant impact on their operations and contribute to the development and enhancement of their Compliance framework.
Responsibilities
Provide comprehensive advice on regulatory requirements and their impact on our client's operations.
Assist in implementing and monitoring the Compliance Monitoring Plan.
General
I am recruiting for a Senior Compliance Analyst for one of my Insurance clients in the city.
Overview
This role will support the Head of Compliance and the team in maintaining the regulatory compliance framework, overseeing the network of Appointed Representatives (ARs), and ensuring compliance across the global Insurance Services entities.
A London law firm have a great opportunity for a Compliance Assistant to join their team.
The ideal candidate will have a high attention to detail, eagerness to learn, be self-motivated and have awareness of client confidentiality and sensitive information.
The role is within a busy small team and involves supporting the firm's lawyers (and non-lawyers) with all aspects of administration of their files as well as the day-to-day operations of a busy law firm.
As a Compliance Analyst II, you will be responsible for tracking, reviewing, and communicating pending and passed regulations, agency guidelines, or directives that impact our client's lines of business.
Our client, a leading banking institution, is seeking a Compliance Analyst II to join their team.
This is a Fixed Term Contract position for a period of 18 months, based in, City of London.