Our client is a successful financial planning business who are looking for a Compliance Officer to join the team.
Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing and monitoring effective compliance frameworks and policies across the company.
The successful candidate will be expected to
Support the Compliance Director in order to develop and implement comprehensive compliance policies and procedures throughout the organisation such as T&C, advice framework, horizon scanning, etc.
Opportunity to join an established and leading firm within the Investment and Wealth Management sector as they look to add a Compliance officer to their Compliance function located in central Leeds.
The successful candidate will assist the Compliance Manager in meeting the team's objectives, ensuring the firm fulfils the Financial Conduct Authority's requirements and meets the rules of the Financial Services and Markets Act.
The business operates a very flexible hybrid working policy and alongside the base salary, the role offers an excellent annual bonus and other financial and non-financial benefits.
We are working with an Apprenticeship provider based in West Yorkshire to recruit a permanent Compliance Manager, to join the Senior Management Team.
As part of this growth, and with their future aspirations, they are now seeking bring into the business a Compliance Manager from a FE background, with experience in EFSA, ILR uploads and general compliance management.
This company has had an amazing last 4 years - they've tripled in size, their Glassdoor reviews are through the roof, and they have rapidly become one of the most respected providers in the industry, as well as winning a host of prestigious clients.
Our client has a clear growth strategy and is going through a period of transformation.
Due to continued growth they are looking to appoint a client manager with pensions sector experience or an interest in moving into and learning the pensions sector.
Our client is a long standing financial services business based in Leeds City Centre.