We're looking for an experienced Compliance Co-ordinator to join us in Birmingham City Centre.
The role of the Compliance Co-ordinator is critical to the on-going success of the business, so we require a committed and focused individual with exceptional attention to detail.
We offer a fun and vibrant working environment, social events, mental health support and a friendly, supportive team.
The role holder will be responsible for the independent oversight and management of the Compliance function across the business.
We are working exclusively with a successful Investment Management firm who are looking for a Head of Compliance (SMF16/17) to report directly into the board.
Key Responsibilities
Effectively communicating and building relationships with the regulator, trustee and custodian;.
Our West Midlands based client are looking to appoint a Compliance Policy & Advice Manager on a hybrid basis.
In addition, be responsible for line management responsibilities for the Compliance Business Partners.
The purpose of this role is to provide sound, accurate and commercial advice on regulatory (conduct and prudential risk) matters affecting the business, that will enable the them to operate in accordance with industry best practice as well as meeting regulatory standards.
Responsible for administrating existing UK and overseas customer requirements that involve the sale and export of goods in accordance with current export legislation and customer schedules/lead times.
General
I am recruiting for a Sales Administrator to join a busy, well established team.
If you are an experienced Administrator looking for a new opportunity with great company, please get in touch, I would love to hear from you.
Manage and lead a small team of Compliance Business Partners.
Job Description
Opportunity to join a very well known financial services business joining an established 2 nd line compliance advice and policy team with responsibility for leading 2 compliance business partners and providing advice and guidance across a range of regulatory conduct and prudential risk matters.
General
The business operates a hybrid working week, the expectation would be 2 days per week in the firms offices located in the West Midlands.
The Administrator is responsible for providing effective admin support to teams and colleagues across Cranstoun Birmingham services, so the organisation can work well and do well.
As part of an admin team, you'll need to be a team player as well as being able to work on your own initiative.
You'll need excellent communication skills as you'll be providing a welcoming and informative front of house and telephone service to all our customers.
You will be in a client facing role that leads the delegated reporting that DB offers to clients.
Regulatory Reporting Operations is a group who manage the transaction reporting completeness, timeliness, and accuracy, ensuring Deutsche Bank successfully reports to multiple regulatory authorities.