To assist in the provision of high-quality compliance governance and supervision.
Implementing and maintaining the operation of effective systems and controls to mitigate business risks and to ensure compliance with FCA Regulation and the regulatory framework for ARs.
Reporting to the Managing Director, you will play an important role in ensuring compliance with relevant legislation and procedures.
You'll be responsible for overseeing the day-to-day compliance monitoring program within a small legal and compliance team, engaging in a diverse range of tasks.
MERJE are supporting a boutique Private Equity firm in their search for a Compliance Associate in London.
Key responsibilities include identifying and evaluating current and future regulatory changes, formulating policies and guidance to safeguard the firm's reputation, and ensuring thorough compliance with regulations and investment mandates.
Our client, a reputable and successful name within financial services, are seeking a Regulatory Compliance Analyst to join their current team.
This is a great opportunity for applicants with a minimum of 12 month's experience within compliance, financial crime, monitoring reviews, AML, sanctions or transaction monitoring.
The successful candidate will have
At least 1 year's relevant experience within the UK banking or financial sector.
We are working with a leading insurance broker that are looking to expand their team by hiring a Compliance Business Partner.
In this broad role, you will be expected to implement and lead on all matters in respect to product governance, consumer duty and conduct risk, as well as demonstrating impeccable regulatory knowledge, relaying all relevant changes across the wider business.
As the principal referral point for the business regarding techinical expertise, you will be expected to carry out the following:
Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around the world.
We move quickly and thoughtfully to help address a variety of complex issues that come with being the world's leading financial news and information company.
Our team is made of up of talented and hardworking professionals who think creatively and work collaboratively in an open environment to deliver results, drive innovation, and solve difficult problems.
The Legal firm provides a comprehensive range of commercial, dispute resolution and litigation, employment, cyber security and cyber-crime, corporate, intellectual property, real estate and technology, media and telecoms advice to both businesses and individuals.
My client is an award winning South East law, Legal 100 firm with offices in London, Brighton, Gatwick, Guilford, Horsham and Hassocks.
They have grown rapidly since it was established in 1970, and has a headcount of approx 350.