Our client a market leading Financial Services firm seeking an ambitious and experienced Appointed Representative - Compliance Oversight Manager to join their team.
As the Compliance Oversight Manager, you will be responsible for ensuring that the Appointed Representatives of the Group companies are compliant with regulatory requirements and consistently providing good customer outcomes.
We are recruiting on behalf of our client for a dedicated and highly organised IFA Administrator.
About the Company
Our client, a well-established Independent Financial Advisory (IFA) firm based in Preston, is renowned for its client-centric approach, offering bespoke financial planning and wealth management services.
The firm is committed to maintaining the highest standards of service and fostering a supportive and collaborative working environment.
Ensure all necessary compliance information and databases are maintained.
Responsible for the operational delivery and strategic management of the organisation's compliance function managing Fire, Legionella, Asbestos, Gas, and Electrics.
General
Venn Group have been approached by a Housing Association in Lancashire to recruit for a Compliance Manager on a 12 month FTC with the possibility for extension.
Are you looking for an Employed Remote role with all clients provided, pre-qualified appointments, full administrative support and exceptional earning potential!
To provide a high?-?quality equity release advice service to existing and prospective clients and to promote Age Partnership as the premier provider of quality advice, within the parameters of the Financial Services Authority's rules and regulations.
Preston Area - Home based
£30,000 and £5,500 car allowance plus bonus scheme (up to 50% of salary).
As Client Liaison Officer you will be responsible for providing liaison service between Investment Manager and Operations Centre, third parties and also clients by ensuring that all queries are dealt with in a timely and efficient manner, by demonstrating a proactive approach and taking responsibility to ensure that the resolutions of issues are seen through to the end.
Our client, a leading Wealth Management firm are looking for a Client Liaison Officer to join the Client Service team on a permanent basis.
Role Responsibilities
Amending static data in Avaloq as and when required.