OVERALL SUMMARY - To support Advisers, and ultimately clients, in the advice-giving process with suitability reports, product research and technical analysis.
CLIENT National IFA firm in central Bristol seek an experienced Level 4 Diploma Paraplanner who can either work from home or a hybrid, the choice is yours.
IN RETURN - Salary upto £45,000 deppends on experience and qualifications plus 10% bonus and benefits.
Job Purpose: As a Compliance Manager, you will play a pivotal role in the firm's regulatory and risk framework.
Reports to: Director
Your responsibilities include ensuring that systems and procedures are in place to meet both regulatory and internal requirements across all markets where the company operates.
The successful candidate will execute a program of monitoring activities across systems, controls, and business conduct to ensure regulatory compliance.
MERJE, in collaboration with a prominent insurance brokerage, is seeking a Head of Compliance Monitoring.
This role involves developing and implementing a comprehensive monitoring framework to provide assurance to the Board and Senior Management Team.
Support the team with the Investments Advice Guidance Framework.
Provide technical support to the business regarding the different products on offer.
General
We are looking for a Level 4 QCF (or equivalent) advisor to give support within the Tax, Protection, Investments and Trusts space, for a national wealth client.
This person will join the Central Compliance Team.
Their main responsibilities will include assisting the Regulatory Interaction Manager in preparing regulatory applications and overseeing the submission of regulatory returns.
Eames is currently working with a leading insurer to hire a Regulatory Interaction Officer.