My client is seeking an experienced compliance executive.
As a key member, you'll be at the forefront of regulatory change, assessing and crafting responses to consultation papers, particularly those from the FCA.
Your expertise will contribute to the production of regulatory newsletters, disseminating critical insights across the organisation.
To assist in the provision of high-quality compliance governance and supervision.
Implementing and maintaining the operation of effective systems and controls to mitigate business risks and to ensure compliance with FCA Regulation and the regulatory framework for ARs.
Reporting to the Managing Director, you will play an important role in ensuring compliance with relevant legislation and procedures.
This Compliance Manager role will be a subject matter expert in investments and funds, and be responsible for advising on and overseeing the business's investing products, as well as broader Compliance duties.
The Risk & Compliance team plays a key role in protecting our customers and the business and works closely with the rest of the business.
You'll be responsible for overseeing the day-to-day compliance monitoring program within a small legal and compliance team, engaging in a diverse range of tasks.
MERJE are supporting a boutique Private Equity firm in their search for a Compliance Associate in London.
Key responsibilities include identifying and evaluating current and future regulatory changes, formulating policies and guidance to safeguard the firm's reputation, and ensuring thorough compliance with regulations and investment mandates.
Top UK law firm is hiring a Compliance Assistant to join their busy Risk & Compliance team in the City of London.
This entry-level role would suit someone looking progress their compliance career and actively expand their knowledge and gain experience in the compliance field.
Reporting into a Compliance Manager, your position will involve supporting the Compliance function in ensuring that the firm meets its regulatory objectives.
We have a new and exciting opportunity for a Compliance Analyst to join our London team.
Please note that this is an onsite role and you will be required to be in the London office 5 days per week