Our client are seeking a Compliance Assistant to join their busy risk & compliance team, the team has grown extensively in the last year and it is a fantastic ole to kickstart your compliance career.
This person will be doing all of the compliance checks for new and existing clients, chasing up outstanding documents, liaising with lawyers and supporting with day-today admin.
The candidate will need to be LPC qualified, ideally with a first or high 2:1 in Law and excellent attention to detail/IT skills and proficient in Microsoft excel.
The successful candidate will be responsible for providing front-line support in relation to processing all daily incoming compliance queries logged through the helpdesk and ensure the firm, and individuals within the firm, practise and promote the highest standards of legal and regulatory compliance, promoting the reputation of the firm and advancing thinking on risk management.
This is a newly created position for a Compliance Helpdesk Administrator to join our compliance team, reporting directly to the firm's Legal Risk & Compliance Manager on a daily basis.
My client is seeking an experienced compliance executive.
As a key member, you'll be at the forefront of regulatory change, assessing and crafting responses to consultation papers, particularly those from the FCA.
Your expertise will contribute to the production of regulatory newsletters, disseminating critical insights across the organisation.
As a Compliance Executive, you will be responsible for delivering expert compliance advice and monitoring services throughout the firm, helping maintain compliance with existing and emerging regulatory requirements and standards, with a strong focus on Data Protection.
Time Appointments are working on behalf of a prestigious financial services company based in Ipswich, who are currently looking to appoint a Compliance Executive to join their growing team!
This is a fantastic opportunity to join one of the employers of choice in the area who truly value their staff, offer exceptional benefits, and continuously invest in both professional and personal development for their employees.
The Senior Compliance Advisory Manager is responsible for ensuring that the the business Group complies with all relevant laws, regulations, and internal policies.
They will provide guidance and support to the business units to ensure compliance with applicable rules and regulations, as well as identify and mitigate compliance risks.