As a Compliance Manager, you will be responsible for overseeing adherence to legal and internal regulations, playing a pivotal role in maintaining ethical standards while supporting business objectives.
We are currently working with a Commodities Firm who are seeking a Compliance Manager to join their team.
Responsibilities
Develop and implement a robust legal compliance program in collaboration with the Head of Compliance.
As a Business Assurance Analyst, you will review and assess suitability reports related to pensions, ISAs, investments and trusts to ensure that all financial and investment advice recommendations are in clients' best interests and meet internal and regulatory standards.
We are working with a leading Wealth Management client who are looking for a Level 4 Diploma qualified Business Assurance Analyst / Suitability Specialist to join their 1LoD team.
Responsibilities
Review suitability reports to ensure that any financial and investment advice given to potential and existing clients meet the overarching suitability requirements of the Financial Conduct Authority.
An industry-leading financial institution is seeking an experienced Business Intelligence & Automation Lead Analyst to join its Institutional Credit Management (ICM) team.
The ICM team plays a critical role in ensuring robust risk management and control capabilities across the firm's wholesale lending and counterparty credit risk activities.
As part of ongoing transformation efforts, ICM is investing in enhancing processes, controls, systems and governance to drive consistency, best practices and closer alignment with regulatory goals.
We are currently recruiting for General Banking Compliant Investigators.
This assignment will be home-based for the duration of the assignment - which is 12 months - and must be carried out from the UK - for the purposes of the assignment, the UK is defined as England, Scotland, Wales and Northern Ireland.
It will pay a starting rate of £210 per day (Umbrella) - increasing to £260 after accreditation - to join our client, the Financial Ombudsman Service, the organisation that settles individual disputes between financial businesses and their customers.
Reed Talent Solutions are currently recruiting for Remediation Case Handlers within Pensions and Investments, also known as Contingent Investigators, for the Financial Ombudsman Service.
Role details
Pay rate pre-accreditation - PAYE £162.14 per day, Umbrella £210 per day, or £188 deemed PSC per day.
Pay rate post-accreditation PAYE £217.70 per day, Umbrella £260 per day, or £225.30 deemed PSC per day.
We represent a global worktech company that provides software solutions for workplaces, people, and assets that enable everyone to reach their full potential.
They are dedicated to making workplaces and assets work harder for people everywhere, giving them the opportunity to thrive.
Their people are at the heart of everything they do, spanning over 11 global offices with 1,000 employees.
Essentially, you will have an excellent understanding of LMA documentation to successfully work the role which involves the monitoring and review of all new committed and uncommitted credit facilities post approval, ensuring facility documentation is correct and identifying all documented financial covenant obligations of the borrower in line with each agreement.
Ideally degree educated with the ability to communicate professionally with origination teams and individuals at all levels is essential.
This leading Commercial Bank is seeking an experienced Loans Closer to join the team, servicing a wide variety of primary and secondary activities.