A Market Leader in Financial Services are currently seeking a Compliance Monitoring Analyst to join their team to complete compliance checks on multiple communication channels.
General
Compliance Monitoring Analyst / Up to £30,000 / Tunbridge Wells /Contract
Role & Responsibilities
Completing daily reviews of communications including emails, calls and letters.
An excellent opportunity to join a leading professional services firm in the Information Security and Compliance Function.
You will have experience working in the legal or professional services industry with expertise in client audits, vendor risk assessments and ISO certifications.
This is a 12 month FTC maternity cover and hybrid working is available.
Due to team demands and a busy period, the team is urgently hiring a Compliance Associate to join the compliance team for a 4-month contract starting immediately!
As a compliance associate, you will perform administrative duties for the team and report to the associate director.
We are recruiting for a client who is a leading and prestigious investment company based in the city of London.
The Compliance Officer will provide direct support, training and advisory work to business heads and operations to develop their understanding of FCA-regulated processes and policies.A background in consumer credit is essential, ideally auto-finance.
Play a key role in implementing and embedding the Risk & Compliance Framework for the UK operations of this global brand, having recently been authorised by the FCA as a Credit Broker for consumer credit and credit finance products.
We are currently seeking a Compliance Specialist to join our client's Legal and Compliance team.
As a Compliance Specialist, you will play a crucial role in providing specialised support across various areas of expertise.
This includes working collaboratively with stakeholders to prepare for audits, assisting with customer questionnaires, managing incidents, and conducting policy reviews.
AML Compliance Officer - Screening Alerts Administrator
Our client, a leader in the financial services sector, has an exciting opportunity for a highly motivated and enthusiastic self-starter to join their Global AML Compliance Team that works to address regulatory issues, ensure compliance with current/developing rules and regulations, and correspond with regulators.
This is a fantastic opportunity for you to develop your knowledge and skills around the Global AML Compliance Team's AML risk management processes and controls, working with colleagues to further develop and enhance the Global AML programme overall.
Are you a Compliance professional, with experience working within a compliance and/or risk department of a FCA regulated company?
The Compliance Team sit within the Second Line of Defence, responsible for monitoring, providing compliance support and advice to the business on a wide range of compliance matters including regulatory and conduct risks, to ensure HME's ongoing compliance with the regulatory framework.
Honda UK are looking for an experienced Compliance professional to join the team in Bracknell, on a hybrid basis.