Posted by LHH Recruitment Solutions • £70K/yr to £90K/yr
General
Join our client, a prominent banking organisation, as their Wholesale Compliance Officer and play a key role in ensuring compliance with the UK regulatory regime.
As part of their dedicated Compliance team, you will have the opportunity to have a significant impact on their operations and contribute to the development and enhancement of their Compliance framework.
Responsibilities
Provide comprehensive advice on regulatory requirements and their impact on our client's operations.
Posted by Capital City College Group • £40K/yr to £50K/yr
This role is responsible for supporting the department of Estates & Facilities in delivering a high quality, responsive service that supports the college in providing learners with the best possible experience by building on the vision of "empowering others" to effectively discharge their health and safety responsibilities.
About the role
You will be a motivated and committed individual who embraces change and has the ability to respond proactively in range of situations.
Our client, a well-established Insurance Managing General Underwriter, are looking to recruit a Compliance Officer to support the Company Secretary in managing corporate governance including SMCR, making company filings, preparing agendas and collating materials for Board and sub-committee meetings.
Candidates must have experience working in a regulated firm's risk and/or compliance environment, preferably Insurance, as well as a good understanding of the FCA GI regulatory environment.
You will be responsible for minute-taking and following up any open actions, as required as well as assisting with the monitoring of risks within the risk register, reporting risk incidents, assessing the operation of stated control environments to manage and mitigate risks and preparing the necessary management information and reporting of risk KPIs to the Board.
Act as a deputy to the Head of Regulatory Affairs in the delivery of the compliance plan, including associated monitoring and reporting.
General
To act as a deputy to the Head of Regulatory Affairs, supporting day-to-day compliance activities, managing the Compliance team, attending meetings, producing reports and deputising as required.
A specialist Insurance MGA is currently recruiting for an experienced Compliance Manager to join their growing team in London
With over 120 products in the product portfolio and several products in the developing pipeline they are looking to grow their Regulatory team in the UK.
This is an excellent opportunity to join a growing cosmetics company who have experienced rapid growth in the last year.
Provide compliance advice in line with FCA principles and threshold conditions.
General
The Compliance Manager will offer proactive consultancy to ensure business areas understand and meet regulatory obligations, embedding a compliance culture across the organisation.
MERJE has partnered with a leading insurance company and we're looking for a Compliance Manager to join their expanding team.
The Partner Compliance Specialist/Fraud Handling Specialist will be responsible for identifying, investigating, and mitigating fraudulent activities within our affiliate network.
This role demands a keen eye for detail, strong analytical skills, and a proactive and upbeat approach to prevent and address fraudulent behaviour.
As a Corporate Compliance Officer, your role will be crucial in providing advisory support and second line challenge to relevant Corporate Functions.
General
On behalf of their client, a global financial services group with an integrated network spanning over 30 countries, they are seeking a Corporate Compliance Officer to join the Legal, Compliance & Conduct (LCC) Department.
This role presents a thrilling opportunity to be part of a team that provides advisory support and second line challenge to the Corporate Functions, covering key areas of regulatory focus.