Reporting into a Compliance Manager, your position will involve supporting the Compliance function in ensuring that the firm meets its regulatory objectives.
We have a new and exciting opportunity for a Compliance Analyst to join our London team.
Please note that this is an onsite role and you will be required to be in the London office 5 days per week
Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around the world.
We move quickly and thoughtfully to help address a variety of complex issues that come with being the world's leading financial news and information company.
Our team is made of up of talented and hardworking professionals who think creatively and work collaboratively in an open environment to deliver results, drive innovation, and solve difficult problems.
To assist in the provision of high-quality compliance governance and supervision.
Reporting to the Managing Director, you will play an important role in ensuring compliance with relevant legislation and procedures.
Implementing and maintaining the operation of effective systems and controls to mitigate business risks and to ensure compliance with FCA Regulation and the regulatory framework for ARs.
My client is seeking an experienced compliance executive.
As a key member, you'll be at the forefront of regulatory change, assessing and crafting responses to consultation papers, particularly those from the FCA.
Your expertise will contribute to the production of regulatory newsletters, disseminating critical insights across the organisation.
In this role you will lead the respective part of the Compliance function to ensure the delivery of the department's strategic objectives, provide guidance and develop Compliance Manager (as appropriate) and their team and deputize for the Compliance Director as appropriate.
QBE Europe is currently recruiting for a Head of Compliance Monitoring to join a well-established and successful compliance team in our London office.
We are seeking a skilled Compliance Specialist for an exciting opportunity.
You will be responsible for monitoring, analysing, and assessing open-source data to ensure compliance with regulatory standards and mitigate potential risks.
The ideal candidate will have a keen eye for detail, strong analytical skills, and a deep understanding of compliance requirements in various industries.
To support our growing team, we are looking for an experienced T&C Supervisor, who can also lead our internal quality initiatives (our "Excellence" process), alongside supporting the Financial Planning and Defined Contribution (DC) Consulting teams with routine compliance matters, working closely with the compliance team.
In addition you will need to be able to effectively communicate regulatory and Excellence requirements to a growing team.
WTW has a reputation for quality and integrity, and because of this, we are looking for someone who is technically excellent, is driven to do the right thing', but who also has a good understanding of our commercial landscape where the quality and strength of individual relationships can impact our bigger corporate relationships.