My client a Global Investment Manager is looking for a Compliance Monitoring Consultant for a 6 month contract.
This role is an exciting oppurtunity to support the streamlining of their compliance monitoring plan, and is ideal for somone with a strong buy-side compliance background.
Roles and Resposibilties
Develop and oversee the compliance monitoring plan, helping to streamline compliance monitoring processes.
Posted by Davies Talent Solutions • £40K/yr to £45K/yr
Overview
Davies is currently working with a Research and Consultancy firm that is seeking a dedicated Compliance Manager to join their team.
General
As a Compliance Manager, you will be instrumental in ensuring the organisation's compliance with regulatory requirements and industry standards.
Your key responsibilities will include developing and implementing compliance programs, conducting risk assessments, and fostering a strong compliance culture within the team.
Posted by Page Personnel Finance • £35K/yr to £40K/yr
As a Compliance Analyst, you will play a crucial role in supporting the compliance function and ensuring that the firm adheres to all relevant regulatory and legal requirements.
You will work closely with various teams across the firm, providing guidance on compliance matters, monitoring internal policies, and mitigating risks to protect the business and its clients.
My client is a leading global financial services consultancy firm specialising in loan servicing, asset management, and advisory services.
Posted by Lighthouse Personnel LTD • £45K/yr to £55K/yr
£45-£55k (DOE) Mon-Fri 8:30-5 Hybrid working 25 days holiday Occasional Travel Compliance ISO 9001 ISO 14001 Excellent Company Culture & Benefits Friendly, Supportive Team
'Recruiting for your future success'
Our Client is a world leader in the development and manufacturing of wirelessly connected safety products.
The Partner Compliance Specialist/Fraud Handling Specialist will be responsible for identifying, investigating, and mitigating fraudulent activities within our affiliate network.
This role demands a keen eye for detail, strong analytical skills, and a proactive and upbeat approach to prevent and address fraudulent behaviour.
As a Compliance Manager/Partner your role is to deliver regulatory oversight to appointed representative firms and registered Individuals and ensure Treating Customers Fairly principles are embedded.
Wonderful opportunity to join a leading wealth client as a compliance manager, working across the region with a range of IFA Networks, to assist them on their regulatory requirements.
The role is key in the identification and resolution of customer, regulatory, reputational, and operational risks, which are a key component in establishing an effective control function.
Posted by JMK Resourcing Solutions • £24K/yr to £28K/yr
This newly created administrative role forms a vital part of the compliance team who deal with all the product data and the quality control of product.
The role is a 50/50 mix of data analysis and administration.
It's a great opportunity for a graduate level candidate to build on their data experience.