We are currently seeking a Compliance Specialist to join our client's Legal and Compliance team.
As a Compliance Specialist, you will play a crucial role in providing specialised support across various areas of expertise.
This includes working collaboratively with stakeholders to prepare for audits, assisting with customer questionnaires, managing incidents, and conducting policy reviews.
The Compliance Officer will provide direct support, training and advisory work to business heads and operations to develop their understanding of FCA-regulated processes and policies.A background in consumer credit is essential, ideally auto-finance.
Play a key role in implementing and embedding the Risk & Compliance Framework for the UK operations of this global brand, having recently been authorised by the FCA as a Credit Broker for consumer credit and credit finance products.
Posted by Candidate Source Ltd • £350/day to £400/day
The role of Compliance & Risk Monitoring Specialist will be within the clients Risk and Compliance Department providing second line of defence to the business and reporting into the Section Manager.
We are looking for an experienced Compliance & Risk Monitoring specialist to join our clients existing team in Bracknell to assist with the support of a new and growing compliance team to support a new project.
Responsibilities will include regulatory compliance advisory, thematic and transactional monitoring, risk management, internal and external audit activity and creating and maintaining policies, processes and procedures.
Due to team demands and a busy period, the team is urgently hiring a Compliance Associate to join the compliance team for a 4-month contract starting immediately!
As a compliance associate, you will perform administrative duties for the team and report to the associate director.
We are recruiting for a client who is a leading and prestigious investment company based in the city of London.
As Head of Compliance you will be responsible for ensuring the business is compliant with both internal and external policies and regulations.
The Head of Compliance oversees the development and implementation of procedures that facilitate compliance, the postholder will also work with other stakeholders to ensure compliance throughout all departments and ensure that the organisation has the necessary resources to research and track external laws, regulations, and industry standards.
We are partnered with a rapidly expanding and acquisitive Wealth Management firm in their search for an Interim Head of Compliance on a 6 month contract.
Are you a Compliance professional, with experience working within a compliance and/or risk department of a FCA regulated company?
The Compliance Team sit within the Second Line of Defence, responsible for monitoring, providing compliance support and advice to the business on a wide range of compliance matters including regulatory and conduct risks, to ensure HME's ongoing compliance with the regulatory framework.
Honda UK are looking for an experienced Compliance professional to join the team in Bracknell, on a hybrid basis.
An excellent opportunity to join a leading professional services firm in the Information Security and Compliance Function.
You will have experience working in the legal or professional services industry with expertise in client audits, vendor risk assessments and ISO certifications.
This is a 12 month FTC maternity cover and hybrid working is available.