Due to retirement, this role is available with an established Compliance consultancy firm which has many years' experience in this arena, with a very stable and yet, still growing, client base.
Having the skills and experience to be successful in a consultancy role requires confidence that what you promise to clients, can be delivered.
This is why this role is a great opportunity for you as the supporting departments covering technical content and compliance checking are tried, tested and established which means that you can consult with the clients, manage expectations and be confident of delivery, leading to further opportunities and growth.
Based at the firm's brand new offices in Liverpool city centre, the Compliance Consultant's role will be to provide an effective and professional governance, advisory & oversight service - measuring compliance with UK regulations particularly in line with the FCA Conduct of Business Sourcebook, HMRC, ICO legislation.
As the company continues to grow, a requirement has arisen for an office-based Compliance Consultant to join its rapidly-expanding Compliance team.
Our client is a leading financial wellbeing and retirement specialist, working with hundreds of businesses across the private and public sector by offering their staff financial education, guidance and regulated financial advice.
Talent84 is delighted to once again be supporting our award-winning fintech client with their search for a Trainee Compliance Consultant to join their busy compliance department team.
Salary £ 23,795 plus £500 monthly bonus
This is an exciting opportunity for an enthusiastic professional to join one of the UK's leading wealth management companies and play a key role.
Reporting to the Adviser Support Section Leader, the Compliance Consultant's core function is to review and assess the quality of evidence within the client's records in respect to the suitability and compliance across Investments, Insurance and Mortgage products.
One of the UK's most successful, award-winning Financial Planning groups has partnered with Vision-FS Recruitment to find a suitable Compliance Consultant for its rapidly expanding team.
The 30-year old business specialises in giving expert retirement advice to it's vast number of clients across the UK.
Are you interested in Compliance in the IFA market, we have a trainee role with a leading IFA firm who are looking to develop someone into a compliance position to support the Compliance Director.
The salary range for the Compliance role is up to £33,000
Benefits
Flexible working hours, Travel expenses covered for meetings, Employee Ownership Trust (EOT) Bonus, Exam support for professional development.
The Group Compliance Function's aim is to proactively support Willis Towers Watson to generate sustainable value, helping the company to deliver good client outcomes, manage its conduct, protect against regulatory risk, and to maintain strong regulatory relationships.
We aim to be a trusted partner to the business.
Within Willis Towers Watson's internal control system, we form part of the Second Line of Defence, as a function independent from daily business activities.
As a Compliance Executive, you will be responsible for delivering expert compliance advice and monitoring services throughout the firm, helping maintain compliance with existing and emerging regulatory requirements and standards, with a strong focus on Data Protection.
Time Appointments are working on behalf of a prestigious financial services company based in Ipswich, who are currently looking to appoint a Compliance Executive to join their growing team!
This is a fantastic opportunity to join one of the employers of choice in the area who truly value their staff, offer exceptional benefits, and continuously invest in both professional and personal development for their employees.