Posted by NELSON SCOTT RECRUITMENT SERVICES • £38K/yr to £43K/yr
The purpose of our fund finance offering is to provide one-stop comprehensive services with finance solution, such as fund administration, custody and foreign exchange transactions associated with investments.
The Fund Finance Group (FFG) of this Global Banking Group , is responsible for providing finance solutions to alternative investment funds.
FFG offers (i) subscription finance, which rely on the creditworthiness of investors who have committed to invest in the fund, and (ii) NAV finance, which relies on the fund's investment assets.
Our client, a leading financial planning and wealth management firm are looking for a Compliance Monitoring Officer to join the function on a permanent basis.
As Compliance Monitoring Officer you will be responsible for undertaking the risk based second line monitoring function.
Role Responsibilities
To undertake second line of defence compliance monitoring for review of the effectiveness of the compliance controls in place in the business.
Posted by Charterhouse Recruitment Services • £27K/yr
Responsibilities
Identify and investigate unusual transactions, behaviors, and activity to screen for potential money laundering/terrorist financing and report as appropriate.
General
The main function of this role will be to monitor and negate transaction alerts, identify and report any suspicious activity, and alert the business of any suspected financial crime risks.
We are looking for a Transaction Monitoring Officer to join the operations team in our client's Chester office.
Oversee, develop and maintain the investment management file monitoring framework and associated procedures.
General
MERJE is currently working with a highly reputable discretionary wealth management business in their search for a Business Quality/File Review specialist.
The successful individual will lead the Business Quality Unit to ensure the firm meets its regulatory requirements in relation to standards of investment advice, portfolio management, and record keeping.
Deutsche Bank benefits from having a highly experienced and dedicated Anti-Financial Crime (AFC) function, which performs a crucial role in keeping Deutsche Bank's business operations and global financial services clean from financial crime while serving the interests of the Bank and society.
Our regional/global matrix structure allows for flexible responses to challenges in the core areas of: Anti-Money Laundering, Sanctions & Embargoes, Anti-Fraud, Bribery & Corruption, Investigations & Intelligence, Monitoring & Screening, and Risk Assessment.
Posted by NELSON SCOTT RECRUITMENT SERVICES • £50K/yr to £60K/yr
This Global Banking group which focuses on Treasury (Foreign Exchange and Money Markets, Corporate Bond Investment, Treasury and Investment), Fund Finance and its Global Securities Lending Solutions business requires a Credit Analyst with C. 3 years Corporate Credit Analysis experience ,who also has fluent Japanese The role is responsible for overseeing administration within the FXMT department, ensuring that all documentation, reporting and compliance processes are correct.
Draft Credit Applications
Together with supporting the smooth operation of the team by managing non-trading tasks related to FX operations and fostering cross-functional collaboration within the department.
Posted by Hays Specialist Recruitment Limited • £50K/yr to £65K/yr
Your new companyI am currently working exclusively with Beechstead Ltd., a family run UK-based business, which operates across the Project Finance Services market.
Beechstead provides Lead Consultant and Lenders' Technical Advisor Services to prospective Funders, typically on projects being funded through international Project Finance.
Beechstead has been operating for 7 years, working on projects in the UK, USA, Europe, South America, Asia and Africa.