Our client is a market leading retail and financial services business who are recruiting the newly created role of Compliance Officer.
As a Compliance Officer, you will play a crucial role in ensuring that the firm meets all its regulatory obligations and managing any associated risks.
Reporting directly to the Head of Compliance, you will provide expert advice and support on key regulatory issues, develop compliance frameworks, and conduct regular monitoring to ensure we stay compliant.
The Compliance Manager will be responsible for ensuring that the FCA regulated business complies with relevant regulations and laws, providing essential support to both operational teams and the Senior Leadership Team.
MERJE are delighted to be supporting a long standing financial services organisation whoa re recruitng a Compliance Manager due to growth of the firms compliance function.
The role also includes assisting the Head of Risk and deputizing when necessary.
This is an exciting opportunity to join a well-established Manchester based firm operating in the wealth management space who are seeking an experienced Compliance Manager to support their next period of growth.
For the right candidate this in an excellent opportunity to help shape the firms future compliance strategy and offers the opportunity to become the SMF 16 role holder in the future.
A young and vibrant team led by a senior management team who are engaged and very active within the firm.
Posted by Broadgate Search Ltd • £40K/yr to £50K/yr
General
Compliance Monitoring Manager
This position will assume responsibility for the company operating within all FCA, regulatory requirements, as well as internal policy; the business is a very well-established name in the Investments sector, known for their bespoke offerings within the pensions and financial advisory space.
The Role
Regularly review compliance policy and procedure for the business.
Alexander Lloyd are pleased to partner with a forward thinking, innovative Law firm on the hire of an experienced Compliance Manager that specialises in Anti-Money Laundering & Customer Due Diligence.
The role is available purely due to their extensive growth and will potentially be the first of a few over the next year or so.
The role itself will be practically fully remote, however attendances in London, Birmingham or Manchester will be required for meeting purposes from time to time.
MERJE are delighted to be supporting one of their long-standing legal clients who is seeking a dedicated Compliance Assistant to support the Head of Compliance.
Our client is a highly successful, award-winning legal firm that specialises in providing top-tier legal services.
With a strong reputation in the industry, the company is committed to excellence and innovation in legal practice, offering a supportive and collaborative work environment for its employees.
Posted by Imperium Financial Recruitment • £70K/yr to £90K/yr
General
Reporting to: Head of Legal and Compliance
Recruitment Agency: Imperium Financial Recruitment
Company Overview
A leading Corporate Recovery firm, renowned for its expertise in helping businesses navigate financial difficulties, is seeking an experienced Insolvency Compliance Solicitor to join its in-house team.
Posted by Broadgate Search Ltd • £50K/yr to £55K/yr
Primarily, the responsibility would be to oversee the internal Compliance helpdesk:
This role presents an opportunity for someone to take ownership of a Compliance function, within one of the UK market leaders in providing entrepreneurial and technical support to the financial services sector.