The Compliance Department seeks to protect the Bank's licenses to operate by promoting and enforcing adherence with laws, regulations, rules, expectations of regulators, the standards of self-regulatory organizations, and codes of conduct / ethics in connect with the Bank's regulated activities, and driving a culture of compliance and ethical conduct in the Bank.
You will be a member of the Business Line Compliance (BLC) team providing support to the Fixed Income Business Division.
A small European Bank has an exciting opportunity for an experienced Compliance Manager.
Your responsibilities will include
Ensuring compliance policies/procedures are applied at all levels, and that any changes meet regulatory requirements and are communicated to the London branch.
Being the central point of contact for staff/law enforcement agencies regarding the reporting of suspicions/enquiries.
My client is a Global bank which operates worldwide, providing a wide range of services such as savings accounts, loans, credit cards, and investment opportunities.
Your new company
With a significant presence in major financial centers, it plays a crucial role in facilitating international transactions and supporting economic growth.
Implementing and maintaining the operation of effective systems and controls to mitigate business risks and to ensure compliance with FCA Regulation and the regulatory framework for ARs.
Reporting to the Managing Director, you will play an important role in ensuring compliance with relevant legislation and procedures.
To assist in the provision of high-quality compliance governance and supervision.
Drive the execution and implementation of PERDARR in the UK to ensure BCBS239 regulatory compliance
Key Responsibilities
The role of the Senior Risk Officer is to assist in ensuring that the UK Risk Department meets its objectives as detailed above, with a focus on Data Risk and Information Risk, as well as managing BCBS239 PERDARR implementation in the UK Bank.
The Senior Risk Officer has the following responsibilities
Manage the BCBS239 PERDARR project and other associated change projects in the UK:.
Controls Testing & Assurance (CT&A) performs regulatory prescribed testing and assurances processes for and on behalf of the Bank's Anti Financial Crime Department and the Compliance Department.
Assistant Vice President
Job Description
Job Title Controls Testing & Assurance Senior Testing Officer International Private Bank.
If you have a keen eye for detail and a strong understanding of compliance procedures, we would like to hear from you.
BramahHRare seeking a meticulous Compliance Officer & Clerk to Key Stakehodlers to join our wonderful client.
The successful candidate will be responsible for ensuring operations and business transactions follow all relevant legal and internal rules as well as providing administrative support to stakeholders.