The Compliance Department seeks to protect the Bank's licenses to operate by promoting and enforcing adherence with laws, regulations, rules, expectations of regulators, the standards of self-regulatory organizations, and codes of conduct / ethics in connect with the Bank's regulated activities, and driving a culture of compliance and ethical conduct in the Bank.
You will be a member of the Business Line Compliance (BLC) team providing support to the Fixed Income Business Division.
Assisting with transaction banking business and business development.
Preparing reports and analysis regarding transaction banking activities - volumes/revenue etc.
General
A prestigious international bank is seeking a dynamic individual to support various business areas within the bank on a range of operational issues regarding onboarding target clients, regulatory/reporting requirements and data analysis.
Deutsche Bank's Global Emerging Markets business (GEM) is a leading, fully integrated, and global product platform with unrivalled breadth and superior execution capabilities.
GEM's global presence and fully diversified product offering has allowed it to become a leading player across multiple products/geographies.
You would be providing professional advice and service to all clients.
The Role
The business unit is an integral part of our Specialty division that provides an advisory broker service to commercial and consumer clients across the UK.
We have a fantastic new opportunity for a Client Handler to join our collaborative and fast paced Commercial Enterprise Unit based in our Leicester office.
The Principal Auditor leads or works independently on audits of a specific business/functional area/region and evaluates the adequacy and effectiveness of internal controls relating to risks within those business areas.
Job Description
Job Title: Technology Principal Auditor (Compliance, Anti-Financial Crime, Central Functions).