The role of the Compliance Monitoring Officer will be to support the Compliance function in the delivery of the following requirements:.
General
Our client, a successful firm operating in the Financial Advice sector, are looking for a Compliance Monitoring Officer to join the team on a permanent basis.
Assisting the Compliance Director in ensuring the appropriateness of the Company's overall Compliance Monitoring Programme taking account of internal risk assessments, external regulatory developments and the Company's business plan.
Posted by Recruitment Solutions (Folkestone) Limited • £30K/yr to £35K/yr
General
Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing, and monitoring effective compliance frameworks and policies across the company.
A highly successful and award winning chartered financial planning practice is looking for a Compliance Officer / File Checker to join its team.
Compliance Officer
Support the Compliance Director to develop and implement comprehensive compliance policies and procedures throughout the organisation such as T&C, advice framework, scanning, etc.
Posted by Recruitment Solutions (Folkestone) Limited • £30K/yr to £35K/yr
General
Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing, and monitoring effective compliance frameworks and policies across the company.
A highly successful and award winning chartered financial planning practice is looking for a Compliance Officer / File Checker to join its team.
Compliance Officer
Support the Compliance Director to develop and implement comprehensive compliance policies and procedures throughout the organisation such as T&C, advice framework, scanning, etc.
COMPLIANCE OFFICER ROLE - Immediate Start - South Manchester
Our client a growing brokerage in South Manchester is seeking a Compliance officer for a full time role in the first year and then the option to go part-time the following year.
The role is for a Senior FCA Compliance Officer to be responsible for ensuring the group complies with FCA regulatory requirements, and the implementation of our FCA compliance and risk management framework.
An exciting new opportunity to join our Compliance Team in Manchester as an AML Analyst.
This demanding role within a high volume environment is to liaise with internal / external stakeholders and third parties to conduct client due diligence ("CDD") checks independently according to business requirements.
The Role
An AML Analyst role located in London working within the Savills UK Anti-Money Laundering ("AML") compliance team covering all client types in accordance with the Money Laundering Regulations 2017 as amended and other financial crime related regulations ("Regulations") for Savills UK clients and counterparties.
We are recruiting for Trainee AML Analysts to be based in Manchester or Peterborough, working within the Savills UK Anti-Money Laundering ("AML") compliance team covering all client types in accordance with the Money Laundering Regulations 2017 as amended and other financial crime related regulations ("Regulations") for Savills UK clients and counterparties.
General
This demanding role within a high volume environment is to liaise with internal / external stakeholders and third parties to conduct client due diligence ("CDD") checks independently according to business requirements.
Interviews for this role will be held on the 24 September via an assessment day in London.
Posted by Medlock Partners Limited • £78,299.52/yr to £88,086.97/yr
The position also ensures adherence to AML and sanctions regulations across the organization.
A prominent law firm is looking for an experienced AML Compliance Manager to join their Risk & Compliance team in Manchester.
This newly established role has been created to support fee earners by managing complex queries, delivering targeted training, and overseeing the firm's Anti-Money Laundering (AML) policies and compliance processes.
Working within the Savills UK Anti-Money Laundering ("AML") compliance team covering all client types in accordance with the Money Laundering Regulations 2017 as amended and other financial crime related regulations for Savills UK clients and counterparties.
This demanding role within a high volume environment will work alongside existing AML Compliance Supervisors to process client due diligence ("CDD") checks and review and approve CDD checks carried out by the AML processing team.
After successfully completing training and achieving the required sign-off's, the primary focus of this role will be the review and approval of checks completed by AML Analysts covering a variety of client types.