Our client is a growing wealth management firm who are looking for a Compliance Monitoring Officer to join the team.
As the Compliance Monitoring Officer, you will be responsible for reviewing advice files in line with agreed business standards as part of the company's QA programme that safeguards the quality in our dealings with customers.
You will feedback findings in a positive and constructive manner to the advice team.
We're currently working with a brilliant Legal 500 law firm, tier 2 for crime and fraud, tier 3 real estate.
Tey are a multi-service law firm across criminal, family, civil rights and more, withh offices across the UK, Manchester, Leeds, Birminghham and across the south.
We are seeking a Housing Maintenance and Compliance Officer in Barnsley to play a crucial role in ensuring properties comply with all relevant regulations and standards.
Salary Range: £21,060.00 per year actual salary
Benefits: Nest company pension, employee discount, Laptop and Mobile Phone, Westfield Health Foresight Scheme, free on-site parking, referral programme, 5 weeks annual leave plus Bank Holidays.
Posted by Broadgate Search Ltd • £50K/yr to £55K/yr
Senior Compliance Officer
This role is to act as the primary support and advice source to the Compliance Policy Manager, as it relates to the internal policies and procedures for the business, a reputable name in the Wealth and Investment management sector.
Posted by Hays Specialist Recruitment Limited • £26K/yr to £35K/yr
With over 2,500 professionals employed across Europe, the Americas, Asia, and the Middle East, my client is a truly global company who currently have an excellent opportunity for an experienced legal compliance professional to join their Leeds office as a Compliance Analyst.
This role will involve the successful candidate reviewing client files under the supervision and direction of an experienced management team in relation to businesses operating within the Cayman and British Virgin Island jurisdictions and ensuring that legislation is being complied with at all times.
Although candidates with experience working on matters within these jurisdictions would be of extreme interest to my client, it is not an absolutely essential criterion and my client is very interested in junior candidates in the KYC/AML profession.
We are seeking a highly organised Compliance Coordinator to provide high-quality administrative support to our Clients Security Controller (SC) and senior managers.
You will play a vital role in ensuring our clients personnel and security data is updated and assist in maintaining strong relationships with internal and external stakeholders.
Our client is a leading provider of mechanical power transmission solutions for industrial applications, combining almost three centuries of combined gear engineering expertise with global manufacturing to service customers in commodities, marine, defence, power, industrial and consumer markets.