Working for a leading foreign bank in Central London the Compliance Officer role will assist theHead of Compliance and MLRO to ensure that the Bank identifiesand adheres to all regulations in its defence against the risk of terroristfinancing and money laundering.
The Role
You will play an important role in setting policy for the prevention of financial crime and in particular provide guidance on AML, CFT, sanctions and ABC risk assessments and the CDD and EDD requirements for specific client relationships.
Robert Half is assisting a global equipment finance company based in London to recruit a Operational Risk Compliance Manager paying £38 000 - £48 000 DOE
The company provides vendor and equipment finance in the Technology, Transport, Industrial & Construction (TIC), Medical, Public Sector and Agriculture markets.
Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around the world.
We move quickly and thoughtfully to help address a variety of complex issues that come with being the world's leading financial news and information company.
Our team is made of up of talented and hardworking professionals who think creatively and work collaboratively in an open environment to deliver results, drive innovation, and solve difficult problems.
Bloomberg's Legal and Compliance Department plays a critical role in supporting our businesses and operations around the world.
We move quickly and thoughtfully to help address a variety of complex issues that come with being the world's leading financial news and Information Company.
Our team is made of up of talented and hardworking professionals who think creatively and work collaboratively in an open environment to deliver results, drive innovation, and solve difficult problems.
An exciting opportunity has arisen for a up and coming Compliance Officer and Money Laundering Reporting Officer to join a dynamic team within a dynamic investment bank.
The successful candidate will play a pivotal role in supporting the business improve and evolve its Anti-Money Laundering framework, ensuring the highest standards of conduct are maintained.
This role offers the chance to work in an inclusive, collaborative environment where your expertise will be valued and nurtured.
We are working with a leading insurance broker that are looking to expand their team by hiring a Compliance Business Partner.
In this broad role, you will be expected to implement and lead on all matters in respect to product governance, consumer duty and conduct risk, as well as demonstrating impeccable regulatory knowledge, relaying all relevant changes across the wider business.
As the principal referral point for the business regarding techinical expertise, you will be expected to carry out the following:
The successful candidate will play a crucial role in providing day-to-day advisory and oversight activities, assisting in the delivery of the compliance plan, and managing compliance relationships with assigned managed clients.
With support from the wider Compliance team, you will become the primary point of contact for assigned clients, developing a broad level of technical compliance knowledge with a particular focus on clients with conduct risk-related requirements.