Our client, a Commodities Firm, is seeking a dedicated Compliance Administrative Assistant to support their Compliance team in ensuring adherence to legal and regulatory requirements.
This is an exciting opportunity to join a dynamic team and contribute to maintaining high standards of compliance.
Key Responsibilities
Provide administrative support to the Compliance staff and Head of Compliance.
Working for a leading foreign bank in Central London the Compliance Officer role will assist theHead of Compliance and MLRO to ensure that the Bank identifiesand adheres to all regulations in its defence against the risk of terroristfinancing and money laundering.
The Role
You will play an important role in setting policy for the prevention of financial crime and in particular provide guidance on AML, CFT, sanctions and ABC risk assessments and the CDD and EDD requirements for specific client relationships.
The Compliance Officer is responsible for preparing and submitting mandatory reports to clients and regulatory authorities across various jurisdictions.
This role includes making statutory disclosures, establishing a strong control environment, and updating processes based on regulatory changes.
Key Responsibilities
Submit timely and accurate reports to global regulatory authorities (e.g., SEC Form PF, SEC Schedule 13, FCA Gabriel reporting).
We are seeking a Compliance Officer for an established London Markets Syndicate.
The successful candidate will spearhead the execution of the Compliance function's plans, including tackling financial crime and sanctions, conducting compliance monitoring reviews, and providing strategic and operational support on regulatory matters and changes.
Robert Half is assisting a global equipment finance company based in London to recruit a Operational Risk Compliance Manager paying £38 000 - £48 000 DOE
The company provides vendor and equipment finance in the Technology, Transport, Industrial & Construction (TIC), Medical, Public Sector and Agriculture markets.
The Professional Ethics & Compliance Team support the work of the firm's Compliance Officer for Legal Practice (COLP), the Compliance Officer for Financial Administration (COFA) and the firm's other SRA Officers in promoting a culture of ethical conduct and regulatory compliance.
The SRA officers are partners, associates, and senior staff members with specific compliance responsibilities: Complaints Partner, Anti-Money Laundering Reporting Officer and Deputy Anti-Money Laundering Reporting Officer, Professional Indemnity Insurance Officer, Anti-Bribery Officer, Insurance Distribution Officer and Data Protection Officer.
Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around the world.
We move quickly and thoughtfully to help address a variety of complex issues that come with being the world's leading financial news and information company.
Our team is made of up of talented and hardworking professionals who think creatively and work collaboratively in an open environment to deliver results, drive innovation, and solve difficult problems.
Contract Officer (Compliance) (£42,428 per annum, permanent, full-time)
A role has become available in the Asset Team for a Contract Officer (Compliance), to co-ordinate the day to day running of the asbestos and water hygiene compliance contracts.
You will be responsible for managing the performance and delivery, ensuring we achieve 100% compliance.