I'm working with an IFA firm who are based in Central London.
You would be providing full administrative support to two Advisers and a Senior Associate with a rapidly growing book of clients, with a focus on efficiency, professionalism, quality, and accuracy.
They provide independent financial advice and manage investment services for High-Net-Worth individuals and their families.
The person is to be able to work on their own initiative, be self-motivated and proactive.
A resourceful and flexible approach is required.
The role of the Admin Assistant is to co-ordinate and provide secretarial administrative support to Partners and project teams for this world leading Design Firm.
Provide day-to-day assistance and advice on regulatory issues (including regulatory change) to investment management line management and platform operations staff, ensuring an appropriate focus on good client outcomes at all times.
Develop and maintain regulatory compliance policies and procedures to ensure the highest standards in line with investment management and platform regulatory obligations and expectations, including but not limited the requirements of MiFID, GDPR, SMCR, AMLD, etc.
General
Our client, a successful Investment Management firm, are looking for an experienced Compliance Officer to join the team to lead, oversee and manage the day to day compliance and operational aspects of their investment management business unit and platform offering, ensuring issues and risks of a compliance and regulatory nature are appropriately managed.