They are looking to recruit an Oversight Executive to conduct remote audit oversight audits to their customers in the Motor and travel Trade .
Our client based in Bristol at Emersons Green near the junction of the M4 and M32 ( so commutable from Bristol ,Bath ,Chippenham ) are experts in the compliance industry; focussing mainly on the Motor Trade and Travel .
They have one of the UK's largest regulatory networks with many retail sites across the UK benefiting from a range of Finance and Insurance services.
Our Client, a leading Insurance Broker are looking for a Appointed Representative oversight professional to support their Compliance team in Gloucester.
Key Responsibilities
Oversee diligence review of all AR/IAR firms within the UK&I Retail Pillar to meet regulatory expectations.
Liaising directly with stakeholders to discuss and investigate questions arising from due diligence.
Conduct regular compliance monitoring and oversight, reporting any issues identified.
Support the assessment and ongoing monitoring of business, operations, and investment risks.
About the Role
As a Compliance and Oversight Executive, you will play a critical role in supporting our compliance function, ensuring that our business adheres to all relevant laws, regulations, professional standards, and best practices.
The Outsourcing Oversight Manager, PV Scientist is a pivotal member of the vendor management team, overseeing outsourced activities within the Safety Surveillance and Aggregate Report (SSA) group.
These activities encompass the planning and production of aggregate reports, risk management plans, and signal detection services.
Due to continued growth our client is looking to appoint a Credit Underwriting Second Line Oversight Manager to manage the oversight of all Credit Risk position within the bank as well as underwiting issues and oversight responsibility in accordance with the risk appetite statement.
You will be expected to build a collaborative relationship with the 1st line of Defence Credit / Underwriting team as well as build Quantitative models for effective challenge of 1st line of defence outputs.
Key responsibilities
Provide Second line of defence review of the underwriting credit portfolio, in line with the bank's credit risk policies & the Department's Risk procedures.
The Deputy Registrar is a key member of the Quality Assurance and Enhancement (QAE) Office, responsible for assisting the Academic Registrar, other Deputy Registrars and other colleagues in the central oversight of academic quality and standards across the network globally.
As Deputy Registrar, you will ensure the effective operation of Study Group's Academic Governance, serving as Secretary to the Academic Board and its sub-committees.
You will work closely with International Study Centres (ISCs) to provide advice on quality assurance, ensuring adherence to Study Group's standards.
Equiniti is a leading international provider of shareholder, pension, remediation, and credit technology.
With over 6000 employees, it supports 37 million people in 120 countries.
EQ's vision is to be the leading global share registrar, offering complementary services to its client base and our values set the core foundations to our success.