As the Compliance Oversight Manager, you will be responsible for ensuring that the Appointed Representatives of the Group companies are compliant with regulatory requirements and consistently providing good customer outcomes.
Our client a market leading Financial Services firm seeking an ambitious and experienced Appointed Representative - Compliance Oversight Manager to join their team.
Due to continued growth our client is looking to appoint a Credit Underwriting Second Line Oversight Manager to manage the oversight of all Credit Risk position within the bank as well as underwiting issues and oversight responsibility in accordance with the risk appetite statement.
You will be expected to build a collaborative relationship with the 1st line of Defence Credit / Underwriting team as well as build Quantitative models for effective challenge of 1st line of defence outputs.
Key responsibilities
Provide Second line of defence review of the underwriting credit portfolio, in line with the bank's credit risk policies & the Department's Risk procedures.
Assist and direct the statutory powers of enforcement and planning control, including the investigating of complaints, the monitoring of development and liaison with other Regulatory bodies.
To assist the Planning Enforcement Manager in providing advice and guidance to Development Management as required.
The investigation of complaints, the accurate recording of facts and the preparation of reports concerning alleged breaches of planning control received from councillors, council officers, interest groups and members of the public.
An accountancy and business advisory firm, providing the advice and solutions entrepreneurial organisations need to navigate today's changing world.
We work with the companies that are Britain's economic engine - ambitious, entrepreneurially-spirited and high-growth businesses that fuel the economy - and directly advise the owners and management teams that lead them.
MERJE is collaborating with a prestigious UK bank to find a Senior Manager of Regulatory and Compliance Oversight to join their growing team in London.
Utilising your relationship-building and communication abilities, you will oversee compliance to ensure the bank complies with regulatory standards.
In this role, you will play a vital part in upholding the bank's reputation and fostering a robust compliance culture.
You will also support the management and oversight of other audit programmes.
You'll be responsible for supporting the key internal quality assurance controls as well as supporting the Head of Delegated Underwriting with external regulatory management.
An International Insurance company based in the city is looking for an Audit & Governance Manager to join their Delegated Authorities team on a permanent basis.