As the Compliance Monitoring Officer, you will be responsible for reviewing advice files in line with agreed business standards as part of the company's QA programme that safeguards the quality in our dealings with customers.
Our client is a growing wealth management firm who are looking for a Compliance Monitoring Officer to join the team.
You will feedback findings in a positive and constructive manner to the advice team.
Posted by Coast Specialist Recruitment • £30K/yr to £35K/yr
Quality Monitoring Officer
Working as part of a team performing post-completion quality assessments, committed to reducing risk and improving the customer journey in line with regulation, industry codes and business requirements.
An excellent role within an established, highly successful and popular lending operation.
Join the Team That Keeps Our Community Safe and Secure!
Our client, a highly respected local government organisation, is on the lookout for passionate individuals to join their essential electronic tagging service team.
Are you ready to make a real impact in your community?
Posted by TIME Appointments Ltd • £25K/yr to £30K/yr
General
Our client, a global leader within the financial services industry, is currently recruiting for a Quality Monitoring Officer to be responsible for upholding and enforcing business and Industry quality standards.
This is a fantastic opportunity to join a company that pride themselves on providing a dedicated and trusted service to their clients.
Previous Skills & Experience
Previous compliance or quality monitoring experience gained from the Financial Services Industry or similar regulated environment.
As Compliance Monitoring Officer you will assist the Company in the management of regulatory risk by undertaking independent assessments and monitoring to determine the adequacy and effectiveness of the measures and procedures put in place to ensure compliance with its obligations under the regulatory system.
Our client, a leading Financial Services firm are looking for a Compliance Monitoring Officer to join the team on a permanent basis.
Role Responsibilities
Assisting the Compliance Director in ensuring the appropriateness of the Company's overall Compliance Monitoring Programme taking account of internal risk assessments, external regulatory developments and the Company's business plan.
Posted by Coast Specialist Recruitment • £30K/yr to £35K/yr
Quality Monitoring Officer
Working as part of a team performing post-completion quality assessments, committed to reducing risk and improving the customer journey in line with regulation, industry codes and business requirements.
An excellent role within an established, highly successful and popular lending operation.