Our client is a leading national IFA firm who are looking for a remote based Head of Compliance (SMF16 & SMF17) to join the business.
The successful candidate will be expected to
Have strong compliance knowledge and understanding, enabling them to understand and interpret market developments, topical issues and best practice with a view to incorporating them into the firm's business processes and culture.
Ensure the regulatory obligations under the Senior Managers and Certification Regime are met.