Posted by Pure Resourcing Limited • £55K/yr to £75K/yr
As the Senior Compliance Officer you will be responsible for the provision of compliance/regulatory advice and support for all operational areas of the business, ensuring the company's regulatory and conduct risk appetite, with a material focus on protecting the business from Financial Crime.
A newly created opportunity is available for a Senior Compliance Officer to join a highly successfully property finance lender based in London.
Specialising within BTL and Bridging Finance lending, our client prides itself on service and finding workable lending solutions for their clients.
Serve as the primary contact for Compliance matters, providing timely and accurate regulatory advice and support to the company's Global Business Development, Marketing, and Investment Teams.
Offer guidance on Environmental, Social, and Governance (ESG) considerations and the global distribution of products and services.
Advise on financial promotions for global distribution, including presentations, factsheets, white papers, website content, and other communications to prospects and investors.
Arthur are delighted to be working with a leading Insurance Broker in the London market as they seek a Senior Compliance Manager to join their growing team.
Reporting into the Head of Compliance, you will be a strong generalist Compliance person with a particular focus on keeping abreast of all FCA regulatory developments.
Main Duties
Staying on top of the latest industry trends, best practices, and emerging regulatory developments.
Arthur are delighted to be working with a leading Insurance Broker in the London market as they seek a Senior Compliance Manager to join their growing team.
Reporting into the Head of Compliance, you will be a strong generalist Compliance person with a particular focus on keeping abreast of all FCA regulatory developments.
Main Duties
Staying on top of the latest industry trends, best practices, and emerging regulatory developments.
Posted by Science & Technology Recruitment • £40K/yr to £50K/yr
General
An exciting opportunity has arisen for a Regulatory and Compliance Officer to join a well-established organisation based in the Southeast.
The role involves ensuring the company's compliance with external product regulations, market requirements, and third-party approvals and certifications.
Key Responsibilities
Manage product accreditation processes for national and international standards.
Posted by Broadgate Search Ltd • £70K/yr to £80K/yr
Key Responsibilities
Support compliance leadership, providing business partner services.
General
The role involves providing expert regulatory compliance advice to the business operations.
Working for a leading insurance company you will support compliance leadership, execute the compliance plan, lead on projects, drive compliance culture, offering leadership and coaching to the compliance team, and potentially overseeing FCA's Certification Regime in the future.
Posted by Broadgate Search Ltd • £70K/yr to £80K/yr
As the Senior Compliance Manager within the second line of defence (2LOD) risk and compliance function you will have the chance to shape the risk and compliance approach within company.
This role will provide insight, oversight and challenge on risk and compliance matters.
An exciting opportunity to move into a newly created role, reporting directly into the Head of Compliance.