Posted by Pure Resourcing Limited • £55K/yr to £75K/yr
As the Senior Compliance Officer you will be responsible for the provision of compliance/regulatory advice and support for all operational areas of the business, ensuring the company's regulatory and conduct risk appetite, with a material focus on protecting the business from Financial Crime.
A newly created opportunity is available for a Senior Compliance Officer to join a highly successfully property finance lender based in London.
Specialising within BTL and Bridging Finance lending, our client prides itself on service and finding workable lending solutions for their clients.
Posted by Science & Technology Recruitment • £35K/yr to £45K/yr
The Senior Regulatory Compliance will be responsible for leading product regulatory activities through monitoring, developing, and implementing strategies/programs to ensure compliance with the required chemical control laws.
The individual will lead product regulatory activities to ensure compliance with the appropriate chemical control laws for the global markets.
As such, the role requires expert knowledge of chemical control regulations.
Serve as the primary contact for Compliance matters, providing timely and accurate regulatory advice and support to the company's Global Business Development, Marketing, and Investment Teams.
Offer guidance on Environmental, Social, and Governance (ESG) considerations and the global distribution of products and services.
Advise on financial promotions for global distribution, including presentations, factsheets, white papers, website content, and other communications to prospects and investors.
Oversee the monitoring, analysis and reporting of compliance performance (including all statutory reporting requirements) for the Asset Directorate, Executive team and Board as required.
Ensure we act in accordance with our policies and procedures in all aspects of compliance including issuing orders, data entry and monitoring, chasing certificates and remedial work.
Oversee data analysis including reconciliations, inspections, cleansing, transforming, and modelling data with the goal of, informing conclusions, and supporting decision-making in streamlining functionality.
Posted by Broadgate Search Ltd • £70K/yr to £80K/yr
Key Responsibilities
Support compliance leadership, providing business partner services.
General
The role involves providing expert regulatory compliance advice to the business operations.
Working for a leading insurance company you will support compliance leadership, execute the compliance plan, lead on projects, drive compliance culture, offering leadership and coaching to the compliance team, and potentially overseeing FCA's Certification Regime in the future.
Arthur are delighted to be working with a leading Insurance Broker in the London market as they seek a Senior Compliance Manager to join their growing team.
Reporting into the Head of Compliance, you will be a strong generalist Compliance person with a particular focus on keeping abreast of all FCA regulatory developments.
Main Duties
Staying on top of the latest industry trends, best practices, and emerging regulatory developments.
Arthur are delighted to be working with a leading Insurance Broker in the London market as they seek a Senior Compliance Manager to join their growing team.
Reporting into the Head of Compliance, you will be a strong generalist Compliance person with a particular focus on keeping abreast of all FCA regulatory developments.
Main Duties
Staying on top of the latest industry trends, best practices, and emerging regulatory developments.