The Compliance function delivers independent oversight and assurance, as well as advice in relation to FCA regulation and the effective design and operation of the control environment of the firm.
This role, reporting to the Head of Compliance, will undertake compliance/related projects and tasks across all the firm's departments.
Our client, a highly successful Investment Management firm, are looking for a Compliance Officer to join the business.
You will be joining a team based in Birmingham which performs a variety of surveillance tasks with respect to the Bank's Europe, Middle East & African operations, which will include Trade Surveillance, Communications Surveillance and Information Barriers Surveillance across Corporate & Investment Banking.
Posted by Bibby Financial Services • £50K/yr to £64K/yr
Bibby Financial Services have an exciting opportunity available for a reliable Compliance Manager FX & Leasing to join our team on a hybrid contract, flexible UK Location with some presence needed in Leeds/Brentwood on occasion.
We've supported small and medium-sized enterprises (SMEs) since 1982 and today we support more than 9000 businesses worldwide.
You will join us on a full time, permanent basis and in return, you will receive a competitive salary of £50,000 - £64,000 per annum and great benefits.
Posted by HR EMPLOYMENT BUREAU LIMITED • £12/hr to £13/hr
Are you available to start a temporary contract immediately
My client are in the Education sector and they are based in Longbridge and they're looking for a Compliance Administrator to join their busy HR/Payroll Administration team.
General
Do you have Administration experience in one of the following: SCR/Central Records, Audit, Compliance based experience?
Your duties will involve updating for maintenance of the Single Central Register.
Development and enhancement of compliance processes in accordance with market practice to meet regulatory expectations, setting up and monitoring adequate and appropriate systems and controls to ensure that the firm meets its regulatory requirements.
Building effective relationships within the business to ensure that an effective compliance culture is in place, promoting positive engagement and behaviours within Commercial Express, leading by example as a role model.
General
A market-leading specialist insurance company are looking to recruit a Risk and Compliance Manager to support the Head of Risk and Compliance in ensuring that business processes, transactions, and corporate governance adhere to all relevant regulatory, legal, and internal guidelines.
Your role is crucial in providing safer products, superior services, and maintaining societal connectivity.
Our services impact every facet of daily life, enhancing the safety of food, consumer products, transport, and healthcare, to advancing nuclear industry testing.
As a global leader in sustainability, quality, and integrity, our 99,600-strong workforce across 2,600 offices and labs is dedicated to fostering a safer, more connected world.