A Market Leader in Financial Services are currently seeking a Compliance Monitoring Analyst to join their team to complete compliance checks on multiple communication channels.
General
Compliance Monitoring Analyst / Up to £30,000 / Tunbridge Wells /Contract
Role & Responsibilities
Completing daily reviews of communications including emails, calls and letters.
Posted by Candidate Source Ltd • £350/day to £400/day
The role of Compliance & Risk Monitoring Specialist will be within the clients Risk and Compliance Department providing second line of defence to the business and reporting into the Section Manager.
We are looking for an experienced Compliance & Risk Monitoring specialist to join our clients existing team in Bracknell to assist with the support of a new and growing compliance team to support a new project.
Responsibilities will include regulatory compliance advisory, thematic and transactional monitoring, risk management, internal and external audit activity and creating and maintaining policies, processes and procedures.
The Compliance Officer will provide direct support, training and advisory work to business heads and operations to develop their understanding of FCA-regulated processes and policies.A background in consumer credit is essential, ideally auto-finance.
Play a key role in implementing and embedding the Risk & Compliance Framework for the UK operations of this global brand, having recently been authorised by the FCA as a Credit Broker for consumer credit and credit finance products.
The Compliance Team sit within the Second Line of Defence, responsible for monitoring, providing compliance support and advice to the business on a wide range of compliance matters including regulatory and conduct risks, to ensure HME's ongoing compliance with the regulatory framework.
Are you a Compliance professional, with experience working within a compliance and/or risk department of a FCA regulated company?
Honda UK are looking for an experienced Compliance professional to join the team in Bracknell, on a hybrid basis.
To lead on contract management and monitoring activity in supporting the Strategic Commissioning Manager to develop, implement and maintain robust contract monitoring policies, procedures and frameworks, in line with corporate practices, and to ensure compliance with them.
Description: PURPOSE OF THE JOB:
Working under agreed processes and protocols, schedule and support regular review meetings with providers, ensuring that commissioners and service managers are appropriately involved.
As Head of Compliance you will be responsible for ensuring the business is compliant with both internal and external policies and regulations.
The Head of Compliance oversees the development and implementation of procedures that facilitate compliance, the postholder will also work with other stakeholders to ensure compliance throughout all departments and ensure that the organisation has the necessary resources to research and track external laws, regulations, and industry standards.
We are partnered with a rapidly expanding and acquisitive Wealth Management firm in their search for an Interim Head of Compliance on a 6 month contract.
We are currently seeking a Compliance Specialist to join our client's Legal and Compliance team.
As a Compliance Specialist, you will play a crucial role in providing specialised support across various areas of expertise.
This includes working collaboratively with stakeholders to prepare for audits, assisting with customer questionnaires, managing incidents, and conducting policy reviews.
Posted by HR EMPLOYMENT BUREAU LIMITED • £12/hr to £13/hr
Are you available to start a temporary contract immediately
My client are in the Education sector and they are based in Longbridge and they're looking for a Compliance Administrator to join their busy HR/Payroll Administration team.
General
Do you have Administration experience in one of the following: SCR/Central Records, Audit, Compliance based experience?
Your duties will involve updating for maintenance of the Single Central Register.