Our client is a growing wealth management firm who are looking for a Compliance Monitoring Officer to join the team.
As the Compliance Monitoring Officer, you will be responsible for reviewing advice files in line with agreed business standards as part of the company's QA programme that safeguards the quality in our dealings with customers.
You will feedback findings in a positive and constructive manner to the advice team.
Join Prospero Teaching - Where Passion Meets Purpose in Education!
For over 20 years, Prospero Teaching has been a trusted leader in connecting teaching and support staff with schools, academies, and nurseries across the UK and internationally.
We proudly offer our services to a broad range of educational settings, including EYFS, Primary, Secondary, Further Education, SEN, and PRUs.
My Client is looking to recruit a Client Money Officer to join our Finance Compliance team in either Sheffield or Leeds.
The Finance Compliance team acts as the second line of defense, tasked with implementing and ensuring adherence to a strong financial controls framework throughout the firm's international operations.
The primary objective is to manage financial risks proactively.
Join Prospero Teaching - Where Passion Meets Purpose in Education!
For over 20 years, Prospero Teaching has been a trusted leader in connecting teaching and support staff with schools, academies, and nurseries across the UK and internationally.
We proudly offer our services to a broad range of educational settings, including EYFS, Primary, Secondary, Further Education, SEN, and PRUs.
Business: The ReFood AD plants operate as integrated recycling units, processing a variety of food wastes to produce renewable energy, heat and ReGrow, a nutrient-rich fertiliser for local farms.
The plants provide an environmentally sustainable solution for all waste producers looking for a safe method of diverting food waste from landfill.
Posted by Consortium Professional Recruitment • £40K/yr to £50K/yr
We are seeking a driven and knowledgeable Compliance Manager to join a growing company that are investing in both their people and processes to underpin their continued success.
As Compliance manager, you will work across the Design and R&D processes to ensure the company product portfolio meets relevant regulations and standards for its applications.
This is an exciting opportunity for someone with a mind for standards and process to join a forward-thinking company that values operational excellence.
In this role, you will be responsible for ensuring the business operates in full compliance with applicable legal and regulatory requirements, as well as internal policies and procedures.
You will collaborate closely with the Legal team, Data Protection Office, and Technology departments to develop, implement, and manage an effective compliance program.
Location Burton on Trent Hybrid working (1-2 days on site)
Preferably, you'll have a minimum of three years of compliance experience in the legal sector.
Our esteemed Legal 500 and Chambers & Partners ranked client, is in search of a Legal Compliance Manager on a full-time permanent basis.
You will demonstrate strong problem-solving and analytical abilities, as well as excellent communication, conflict resolution skills, and attention to detail.