We are pleased to partner with our client in recruiting a Compliance Assistant/Analyst for a permanent role offering a dynamic hybrid working environment
Compliance Assistant/Analyst - Hybrid - up to £35K
Are you passionate about compliance and looking to advance your career?
Posted by Pinnacle Recruitment & Selection • £50K/yr
World's leading source of independent maritime market and financial data has an exciting opportunity of Compliance Assistant in its' Compliance Team.
Representing a global community of shipping interests, the organisation provides a framework for its members to commit to high standards of business practice.
The organisation sits at the heart of the maritime industry, bringing together the shipowners, charterers, and brokers who make up the market of the seaborn movement of bulk commodities.
Working alongside the Head of Risk and Compliance, you will be responsible for:
The role would suit a Compliance Officer or Compliance Assistant, with upwards of 2 years' compliance experience gained either in a legal or professional services environment.
Our client, a leading law firm in the heart of Newcastle, is looking to recruit a Compliance Officer to join their growing compliance team.
Posted by Lawes Consulting Group • £25K/yr to £35K/yr
As a Compliance Analyst you will be responsible for completing a range of allocation tasks including breach logging and reporting, complaints handling, customer documentation reviews, approval of financial promotions and marketing material, reviewing new and replacement insurer and Delegated Authority agreements, managing, and maintaining the Group's Insurers and Markets TOBA Register and ensuring a robust process is in place for the management of Producing Brokers.
The Compliance Officer will be responsible for ensuring that the company operates in full compliance with all relevant regulations set forth by the Financial Conduct Authority (FCA) and other applicable regulatory bodies.
The Compliance Officer will develop, implement, and oversee compliance policies and procedures to mitigate regulatory risks and ensure that the company's operations adhere to all regulatory requirements.
Posted by Robert Walters • €25,289.80/yr to €33,719.73/yr
Our client is seeking a diligent and self-motivated Compliance Associate to join their team in London.
The successful candidate will be part of a collaborative team, providing administrative support primarily to the Compliance team and assisting in other areas as required.
This role offers an exciting opportunity to ensure the company's activities comply with the principles, rules, and guidance of the FCA and other relevant regulatory bodies.