As a Regulatory Compliance Analyst, you will enhance the monitoring and surveillance program to meet regulatory requirements, maintaining the highest standards of integrity and adherence to regulations.
Due to continued growth and development, they are seeking a Regulatory Compliance Analyst to join their dynamic team.
MERJE has partnered with a leading corporate FX firm.
Posted by Lawes Consulting Group • £25K/yr to £35K/yr
As a Compliance Analyst you will be responsible for completing a range of allocation tasks including breach logging and reporting, complaints handling, customer documentation reviews, approval of financial promotions and marketing material, reviewing new and replacement insurer and Delegated Authority agreements, managing, and maintaining the Group's Insurers and Markets TOBA Register and ensuring a robust process is in place for the management of Producing Brokers.
They are looking to recruit an to join to assist with the regulatory oversight and control of the company's regulated and non-regulated activities.
Our client is a leading brokerage company offering broking and execution services to investment banks, producers and consumers of base metals, hedge funds and portfolio managers across global financial markets and within multiple jurisdictions.
The company is predominantly involved in trading and broking exchange traded derivatives across exchanges such as the LME, ICE and CME.
We are pleased to partner with our client in recruiting a Compliance Assistant/Analyst for a permanent role offering a dynamic hybrid working environment
Compliance Assistant/Analyst - Hybrid - up to £35K
Are you passionate about compliance and looking to advance your career?
MERJE is collaborating with a prominent Insurance business in the search for a committed Compliance Analyst.
As the Compliance Analyst you will lead the evaluation of insurer and Delegated Authority agreements while championing meticulous management of the TOBA Register.
Your expertise will enhance the drive for regulatory compliance and streamline operational efficiency.
Leading US firm is hiring an AML Compliance Analyst on a permanent basis; this is an exciting opportunity to join the Office of General Counsel of a premier law firm.
£65,000 experience dependent
Hybrid working (3 days in the office / 2 days remote)
If the answer is yes to these two questions then we have a fantastic opportunity for you to join a leading law firm in their growing compliance function operating as Compliance Analyst.
Are you a compliance professional with a an understanding of AML or CDD?
Are you able to work in central Bristol 2 days a week?